Investing in China Through Stock Connect: Issues for 1940 Act and ERISA Funds

 
December 10, 2014
Webinar
Register Here

Since its launch in mid-November, Stock Connect has opened a new route to invest in Chinese equities without the need for a QFII or RQFII license. But the program — a unique hybrid of Hong Kong and Shanghai’s stock markets — raises particular issues for 1940 Act and ERISA funds. Can U.S. funds and investors take advantage of it?

This program will cover the following topics:

  • How does Stock Connect work?
  • How does Stock Connect fit into the 1940 Act’s framework for foreign custody?
  • Can ERISA funds invest in Stock Connect equities?

 A recording of the webinar will be available to all registrants after the live event.

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