The Evolution of Investing: Opportunities and Challenges in the ETF Marketplace

 
March 13, 2017
Palm Desert, CA
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Dechert is proud to be a sponsor of the Investment Company Institute's 2017 Mutual Funds and Investment Management Conference in Palm Desert, CA.

On Monday, March 13, Dechert partner Allison Fumai will participate on the panel "The Evolution of Investing: Opportunities and Challenges in the ETF Marketplace." Topics will include: current and future ETF landscape, the business opportunities of this growing market, the regulatory challenges, and the running of a successful ETF business within a traditional mutual fund shop. View more information »

Dechert is also hosting its annual Financial Services Breakfast Briefing at the conference on Tuesday, March 14 and will discuss "Current Developments Affecting the Fund Industry." Topics will include:

Soft Dollars Issues

  • Impact of MiFID II on Soft Dollars Arrangements
  • Industry Challenges in Implementing a Hard Dollars Policy
  • Continued SEC Exam Focus on Soft Dollars

Mutual Fund Litigation Update

  • Section 36(b)
  • ERISA
  • Northstar and Prospectus Disclosure Claims

Washington Update

  • President Trump’s Deregulatory Initiatives
  • Legislative Front: CHOICE Act and Regulatory Accountability
  • Changing Tides at the SEC

View more information »

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