The SEC's Investment Company Reporting Modernization Proposal: What You Need to Know

The Securities and Exchange Commission (SEC) recently proposed to modernize reporting for registered investment companies (funds). The proposal would trigger a new phase of enhanced reporting by funds in connection with the SEC’s initiatives to improve the quality and type of information provided to the SEC and investors. Overall, the proposal sets forth significant potential changes to the reporting regime for funds.

This webinar will review key components of the proposal including:

• Form N-PORT
• Form N-CEN
• Revisions to Regulation S-X
• Rule 30e-3

The webinar will also highlight:

• Issues raised by this new reporting regime
• How the proposal may reflect the SEC’s future policy and examination priorities
• Potential areas for industry comment

To read more about the topics to be discussed in this webinar, see our Dechert OnPoint U.S. SEC Approves Proposal to Modernize Investment Company Reporting Regime. Comments on the proposal are due on August 11, 2015.