David A. Vaughan focuses his practice on investment management, primarily private funds.
David Vaughan has been practicing in the private fund space for well over two decades, including serving for two years as the senior private fund policy adviser in the SEC’s Division of Investment Management, advising on all aspects of legal and regulatory policy related to private funds. During that period, he played a leading role in advising on Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the rules implementing those provisions, the Volcker Rule, and the European Union Alternative Investment Fund Managers Directive, among other things.
Mr. Vaughan works with hedge funds, private equity funds, venture capital funds and unregistered traditional funds. He represents managers with respect to fund formation, distribution and compliance issues, as well as enforcement matters. He has also represented both insurance companies and fund sponsors with respect to privately placed and offshore variable insurance products.
Mr. Vaughan is a former Director of the Managed Funds Association. In 2010, he received the U.S. Securities & Exchange Commission’s Law and Policy Award, and the Federal Bar Association’s Securities Law Committee’s Philip A. Loomis, Jr. Award. He has been recommended as a leading lawyer for investment funds by Chambers USA. The most recent edition stated that “the ‘wonderful’ David Vaughan handles an impressive range of structuring and compliance matters for large and small hedge managers alike. He brings particular insight to regulatory policies concerning private funds.” A past edition stated that he is “highly regarded for his expertise on regulatory issues including Dodd-Frank matters.” Mr. Vaughan is recommended by The Legal 500 (US) in the area of alternative/hedge funds and was listed by Institutional Investor as one of the “Top 20 Hedge Fund Rising Stars.” He is also listed as a leading lawyer in the category of U.S. investment funds by IFLR 1000.
Mr. Vaughan is also a frequent speaker at industry conferences, including:
- European Hedge Fund Investment Forum
- European Fund and Asset Management Association (EFAMA, formerly FEFSI)
- The Alternative Investment Management Association (Hong Kong and Singapore)
- Investment Adviser Association Annual Compliance Conference
- U.S. Securities and Exchange Commission Hedge Fund Roundtable
- Investment Company Institute Conference on Mutual Funds & Investment Management in Asia
- MAR Hedge International Conference on Hedge Fund Investments in Bermuda
- Investment Company Institute Mutual Funds & Investment Management Conference
- 13th Annual Global Private Equity Conference
- IA Compliance Best Practices Summit
- NICSA’s 25th Anniversary Annual Conference & Expo
- IIR Soft Dollar Practices Forum
Bowling Green State University, B.A., 1987, cum laude
Georgetown University Law Center, J.D., 1990, cum laude
District of Columbia