Investment Adviser Regulatory Update

Dechert partner Mike Sherman will speak on a panel disussing regulatory updates for investment advisers to help determine priorities that should be on your firm's compliance radar screen.

This session will provide you with a real-time briefing on recent and pending regulatory developments, the possible implications for your firm, and the new challenges and best practices that should be on your radar screen. Recent and emerging trends in SEC examinations and enforcement, cybersecurity and guidance on social media activity as testimonials will be among the topics discussed.

Topics:

• Compliance issues currently stamped "high-priority" and determine which regulatory developments affect your firm
• Practical advice on preparing for and grappling with today's shifting regulatory environment and its uncertainties
• Developing risk management strategies that address SEC examination priorities