MiFID II In Focus: Unlocking Organisational Requirements under MiFID II
July 05, 2017
London
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MiFID II provides for more detailed requirements than those set out in MiFID I regarding the internal organisation and governance of firms and the compensation and responsibilities of a firm's management body.
This session will look at internal organisation and governance, with a particular focus on:
- Management body composition;
- New product governance and record keeping requirements;
- Additional complaints handling and compliance obligations;
- Conflicts of interest; and
- Remuneration.
For queries relating to this event, please contact Paula Amos.
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