Key Legal Issues for Investment Managers – An Update

To be held in conjunction with the launch of Law and Regulation of Investment Management, 3rd Edition, authored by Dechert partner Dick Frase. 

Please join partners from Dechert's financial services, litigation and employment groups for a panel discussion focused on some of the key legal questions facing investment managers. The seminar will also mark the launch of Law and Regulation of Investment Management, 3rd Edition, authored by partner Dick Frase, and will be followed by a drinks reception. Among other areas, the panel will discuss a number of topics related to the book's contents including:

• A Brexit update
• New EU rules on cross-border distribution
• Am I marketing or giving advice? 
• Delegation and conflict in fund structures
• SMCR – testing for integrity

Seminar attendees will be entitled to a discount when ordering Law and Regulation of Investment Management, 3rd Edition. 

Timings

4:30 p.m. - 5:00 p.m.
Registration

5:00 p.m. - 6:00 p.m.
Presentation

6:00 p.m.
Networking drinks

About the Book
Law and Regulation of Investment Management is an essential guide to the legal issues raised by investment management, including the nature of client services relationships, conflicts of interest and corporate governance, custody, contractual matters, and fiduciary duties. New to the third edition include the new regulatory structure post-MiFID II, changes under AIFMD, RTS and ITS under SFTR and amendments to related EMIR RTS and updated case law.