U.S. Regulatory Priorities Seminar Series - Updates to Form ADV
March 05, 2019
Dechert LLP, London
Register Here
Overview
This informal seminar series, offered to legal and compliance professionals, will provide an overview of the applicable regulations for investment advisers and private funds, practical tips for compliance and an opportunity to ask questions and participate in the discussion. We look forward to welcoming you to the next session, details of which can be found below.
Updates to Form ADV
Form ADV annual update season is quickly approaching for those advisers with a 31 December fiscal year end. Join us for a discussion of common questions that arise on Parts 1A and 2A of Form ADV, including the SEC’s recent amendments to Part 1A. In October 2016 the SEC amended Form ADV to collect additional information on separately managed accounts, branch offices, and social media, among other topics. March 2018 was the first time most advisers were required to respond to these new questions and we will cover some of the new data that was reported during the March 2018 annual update cycle and common mistakes made when reporting such data. Also, we will cover issues that are specific to advisers based outside the United States as well as requirements for Exempt Reporting Advisers.
Timings
12:00pm - 12:30pm
Registration
12:30pm - 1:30pm
Presentations
