A Seminar Presented by Dechert and Bovill
With just six months to go, we’ve partnered with our friends at Bovill to take a look at SMCR from a different angle. Whether you’re just starting to get into the detail or you’re so close to it you need to revisit the big picture, this is a chance for a refresher.
During the session, our panel will cover:
- Implementation – where are you against your plan – and what are we seeing ‘"at the coalface?"
- What are the potential consequences for your firm of:
- the new FCA Directory
- annual fitness and propriety assessments
- regulatory references?
- Claims and enforcement – enforcement activity under the SMCR has seen a slow start, but the risks to the financial services community are now more tangible. Where is the FCA likely to go from here?
We invite you to submit questions to our panel in advance, which we will seek to answer during the session. If you would like to submit a question, please contact Nicola Begg.
Timings
8:00 a.m. – 8:30 a.m.
Registration and breakfast
8:30 a.m. – 9:30 a.m.
Presentations and Q&A
9:30 a.m.
Close and networking
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