SEC Hosts Roundtable Discussion Regarding Rule 12b-1
July 01, 2007
On June 19, 2007, the Securities & Exchange Commission ("SEC" or "Commission") hosted a roundtable discussion regarding Rule 12b -1 under the Investment Company Act of 1940 (the "Roundtable"). In his opening statement, Chairman Christopher Cox stated that the Commission was taking "serious steps" to evaluate Rule 12b-1.
