One Month to MiFID: A Final Check for Asset Managers
September 01, 2007
In a little over one month, the requirements under the Markets in Financial Instruments Directive (MiFID) will impact the financial services industry in Europe. Many investment firms have already implemented policies and procedures to address the changes that are scheduled to go into effect on or around 1 November 2007. Other firms are still in the process of looking at their business arrangements and procedures to see what amendments may be necessary.