SEC Adopts Final Rules Regarding Exemptions from Investment Adviser Registration Applicable to Non-US Investment Advisers and Amends Form ADV

July 28, 2011
The Securities and Exchange Commission has adopted final rules under the US Investment Advisers Act of 1940, as amended, that are designed to implement and give effect to the provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act. This update examines the impact of the new rules on non-US investment advisers.