Financial Services Europe and International Update

September 02, 2011

The latest edition of Financial Services Europe and International Update from Dechert’s Financial Services Practice covers the following regulatory developments

EU Regulatory Developments

  • The AIFM Directive
  • Draft Regulation Released Proposing EU-wide Freezing Orders
  • Short Selling Bans

UK Regulatory Developments

  • FSA Consults on Further Amendments to Client Assets Sourcebook
  • FSA Reports on Findings of Hedge Fund Surveys
  • ISA Bulletins Nos 34 and 35
  • FSA Policy Statement on Delivering the RDR and Other Issues for Platforms and Nominee-Related Services
  • FSA Defers Introduction of New Capital Rules for Personal Investment Firms
  • FSA Finalised Guidance on Derivative Risk-Management Practices in Investment Management Industry
  • Hedge Funds Strategy Board Consultation on Internationalising and Strengthening Its Standards
  • FSA Finalised Guidance on Remuneration Code
  • FSA Guidance Consultation on Issues Relating to Remuneration