NFA Announces Registration Webinar for Previously Exempt 4.13(a)(4) Commodity Pool Operators

July 26, 2012

On February 24, 2012, the CFTC issued final rules to rescind an exemption from CPO registration for certain qualifying commodity pools under CFTC Rule 4.13(a)(4). Operators of many pools that previously qualified for the 4.13(a)(4) CPO exemption, including the Cayman-organized subsidiaries of mutual funds, have until December 31, 2012 (to be effective January 1, 2013), to register with the CFTC and become members of the NFA.

Read “NFA Announces Registration Webinar for Previously Exempt 4.13(a)(4) Commodity Pool Operators.”