Hong Kong Regulators Take Insider Dealing Enforcement to New York Fund

May 28, 2013

The Securities and Futures Commission (the SFC), Hong Kong’s principal securities regulator, won a significant victory this past April in a long-running, high-profile case against New York hedge fund Tiger Asia Management LLC and three of its officers.

The landmark decision by Hong Kong’s highest appeals court represents an important win for the SFC, which has taken more vigorous action in recent years against market misconduct.

Read “Hong Kong Regulators Take Insider Dealing Enforcement to New York Fund.”