Mergers and Acquisitions of Investment Managers: Assignment of Investment Advisory Agreements

This article reviews the situations under which a merger or acquisition involving an investment advisor may result in an "assignment" of an investment advisory agreement under the Investment Company Act of 1940 (1940 Act) and the Investment Advisors Act of 1940 (Advisors Act). 

Read "Mergers and Acquisitions of Investment Managers: Assignment of Investment Advisory Agreements"