• ETF Industry of Tomorrow — ’40 Acts Committee Luncheon, New York, NY (November 7, 2018)
    • Directors College — Dechert LLP, New York, NY (March 4, 2015)
    • Risky Business: Trafficking in Insider Information About Customers — Dechert LLP, Webinar (June 15, 2011)
    • Kicking the Habit: Can Money Market Funds Do Without Rating Agency Screens? — 40 Acts Committee/ 40 Acts Committee Luncheon, New York, NY (October 6, 2008)
    • SEC Asks Santa for Indexed Annuities — 40 Acts Committee/ 40 Acts Committee Luncheon, New York, NY (October 6, 2008)
    • 40 Act Product Distribution: Soft Dollars, Rule 12b-1 and the Proposed Two-Page Prospectus — ALI-ABA/FBA Course of Study: Broker-Dealer Regulation, Washington, DC (January 10, 2008)
    • Special Issues for Investment Companies: Soft Dollars, Gift Policies, Side-by-Side Hedge Fund/Mutual Fund Policies —West Legalworks' Annual Investment Management Compliance Summit, New York, NY (September 19, 2007)
    • The Redemption Fee Rule: Going Forward and Getting to the Nitty Gritty of Rule 22c-1 — 40 Acts Committee Luncheon, New York, NY (October 10, 2006)
    • I'd Like To Teach The World To Sing In Perfect Harmony: Globalization — West LegalWorks 10th Annual Investment Management Compliance Summit: What You Need To Know Now to Achieve Best Practice Compliance, New York, NY (September 26, 2006)
    • Key Elements of the New Hedge Fund Adviser Registration Rule —Bloomberg Securities Law Symposium 2006, New York, NY (June 22, 2006)
    • Basic Securities Law for Business Practitioners — New York State Bar Association, New York, NY (April 28, 2005)
    • SEC Update -New Hedge Fund Registration Regulations and Proposed Reform of Securitites Offering and Quiet Period Regulation — New York State Bar Association, New York, NY (January 26, 2005)
    • The $7 Trillion Question: Mutual Funds and Investor Welfare — University of Maryland School of Law Third Annual Business Law Conference, College Park, MD (November 5, 2004)
    • Independent Chair Issues — ICI, Independent Directors Council, 2004 Investment Company Directors' Conference, Washington, DC (October 21, 2004)
    • Mutual Funds and the Federalization of Corporate Governance — New York State Securities Regulation Committee Meeting, New York, NY (July 21, 2004)
    • The Aftermath of the Mutual Fund Scandals: New Ethical Issues From Recent Rulemaking & Legislation — West LegalEdCenter, Webinar (May 24, 2004)
    • The Fiduciary Duties of Directors: Post Enron — The Women in Asset Management Group, New York, NY (March 11, 2002)
    • Mutual Fund Suitability Issues Under NASD Rules — Suitability Conference for Traditional and Online Brokers, New York, NY (October 5, 2001)