Thomas C. Bogle advises financial services companies on a wide range of corporate, regulatory, and enforcement matters. His clients include U.S. registered funds and their boards of directors, investment management firms, banks, broker-dealers and insurance companies. Mr. Bogle has particular experience advising registered funds, independent directors and investment advisers on the full range of issues under the federal securities laws, including the Investment Company Act of 1940, the Investment Advisers Act of 1940, and the provisions of the Dodd-Frank Act applicable to asset managers.
Mr. Bogle is actively engaged in the firm’s anti-money laundering and sanctions compliance practice. He regularly counsels U.S. and non-U.S. corporations, financial institutions and financial industry trade associations on matters relating to the Bank Secrecy Act and U.S. economic and trade sanctions administered by OFAC.
Mr. Bogle has been recognized as one of Fund Action’s Rising Stars of 2014, a list of up-and-coming professionals who are making strides in the mutual fund industry. He is also listed in The Best Lawyers in America for mutual funds law. He serves as a member of the firm’s Washington, DC Pro Bono Committee and as a leader of its Non-Profit and Small Business Pro Bono practice group. Prior to attending law school, Mr. Bogle worked on Capitol Hill and for federal political campaign committees.
The George Washington University, B.A., cum laude
Tulane University Law School, J.D., magna cum laude, senior board of the Tulane Law Review, Order of the Coif
District of Columbia