Brooke A. Clark

Brooke A. Clark focuses her practice on counseling U.S. registered investment companies and their investment advisers. She regularly advises mutual funds, closed-end funds and exchange-traded funds on a wide range of securities, regulatory, corporate and other financial services matters. These matters include complex fund reorganization and acquisition transactions, affiliation considerations, the structuring, formation and registration process, reporting and disclosure obligations, compliance and regulatory guidance and seeking exemptive and no-action relief and interpretive guidance from the U.S. Securities and Exchange Commission or its staff.

Ms. Clark has particular expertise with closed-end funds, including interval funds and tender offer funds. She has extensive experience with matters related to the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933 and other related federal securities laws. Ms. Clark also counsels boards of directors of U.S. registered investment companies on fund governance and fiduciary considerations.