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- The SEC's Swing Pricing and Liquidity Proposal: What You Should Know — Mutual Fund Directors Forum, Webinar (February 1, 2023)
- Money Fund Regulations: 2a-7 Basics & History and Money Fund Reforms: Latest 2a-7 Changes — Crane's Money Fund University, Boston, MA (December 16, 2022)
- Navigating the Recent SEC Rule Proposal - First Look: The SEC’s Liquidity and Swing Pricing Proposal — Dechert LLP, Webinar (November 10, 2022)
- Disclosure / SEC Rulemaking — The Catholic University of America Columbus School of Law’s ESG Investing Under the Federal Securities Law Conference, Washington, D.C. (October 28, 2022)
- Registered Funds Panel — Los Angeles Investment Management Symposium, Dechert LLP, Los Angeles, CA (October 27, 2022)
- Registered Funds Panel — San Francisco Investment Management Symposium, Dechert LLP, San Francisco, CA (October 25, 2022)
- Overview of Money Market Fund Reform: A U.S. Perspective — Crane’s European Money Fund Symposium, Paris (September 27, 2022)
- Regulation: Money Fund Reforms Round III — Crane's Money Fund Symposium, Minneapolis, MN (June 22, 2022)
- Navigating the Recent SEC Rulemakings: New Rule 12d1-4: Fund of Funds Arrangements — Dechert LLP, Webinar (February 18, 2021)
- Money Fund Regulations: 2a-7 Basics & History — Crane's Money Fund University (January 22, 2021)
- ESG: Where Are We and Where Do We Go From Here? — Dechert LLP, Webinar (September 22, 2020)
- Selective Disclosure and Insider Trading Considerations for U.S. Fund Managers in the Current Environment — COVID-19 Coronavirus Business Impact Webinar (May 1, 2020)
- Regulatory and Other Issues for Money Market Funds: ESG and European Reforms — Crane's Money Fund Symposium, Minneapolis, MN (October 28, 2020)
- Challenges for Fund Boards in Light of COVID-19 — The Mutual Fund Directors Forum, Webinar (March 27, 2020)
- Money Market Funds – Managing Stress — Dechert LLP, Webinar (March 24, 2020)
- Managing Compliance with the U.S. Registered Funds Liquidity Rule in the Current Environment — Dechert LLP, Webinar (March 20, 2020)
- SEC Standard of Conduct Rulemakings / Regulation BI (Best Interest) — 2019 Los Angeles Investment Management Symposium, Los Angeles, CA (November 21, 2019)
- SEC Standard of Conduct Rulemakings / Regulation BI (Best Interest) — 2019 San Francisco Investment Management Symposium, San Francisco, CA (November 19, 2019)
- SMA & Ultra‐Short Update; Bond Fund Regs — Crane's Money Fund Symposium, Boston, MA (June 25, 2019)
- Money Fund Regulations: 2a-7 Basics & History — Crane's Money Fund University, Stamford, CT (January 18, 2019)
- Political Contributions and “Pay-to-Play” — Presented by the Regulatory Compliance Association (September 19, 2018)
- MMF Industry’s Future — iMoneyNet’s Money Market Expo, Orlando, FL (March 15, 2018)
- The Chief Challenges of the SEC's Liquidity Rule — Presented by Ignites (November 30, 2017)
- Liquidity Management and Swing Pricing: New Responsibilities for Boards — Presented by the Mutual Fund Directors Forum, Webinar (November 21, 2016)
- Update on U.S. Regulation of Funds and Asset Managers: Implications for Europe — EFAMA Investment Management Forum 2016, Brussels, Belgium (November 17, 2016)
- Overview of the SEC's Money Market Fund Reform Amendments — Dechert LLP, Webinar (August 14, 2014)
- The SEC's Swing Pricing and Liquidity Proposal: What You Should Know — Mutual Fund Directors Forum, Webinar (February 1, 2023)
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brenden.carroll@dechert.com
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+1 202 261 3458
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+1 202 261 3333
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Office
Washington, D.C.
1900 K Street, NW, Washington, DC, United States of America 20006-1110-
+1 202 261 3458
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+1 202 261 3333
Education
- Georgetown University Law Center, J.D., 2008
- University of Colorado at Boulder, B.A., Economics, 2002
Admission
- District of Columbia