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- Securities Law Development Conference — Investment Company Institute, Webcast (September 24, 2020)
- Challenges for Fund Boards in Light of COVID-19 — The Mutual Fund Directors Forum, Webinar (March 27, 2020)
- U.S. Regulatory Priorities Seminar Series: Competition and Antitrust Considerations for Asset Managers — Dechert LLP, London, UK (May 21, 2019)
- Academic and Practitioner Symposium on Mutual Funds and ETFS — Presented by the Investment Company Institute and the University of Virginia Darden School of Business' Richard A. Mayo Center for Asset Management, Arlington, VA (February 21-22, 2019)
- Board Oversight of Variable Product Funds — The Mutual Fund Directors Forum, Webinar (November 7, 2018)
- AML Risks within Wealth/Trust - FIRMA/Texas Bankers — Risk Issues & Compliance Seminar, Dallas, TX (November 2, 2018)
- Employment Issues in the Asset Management Industry Seminar — Dechert LLP, Boston, MA (May 10, 2018)
- Employment Issues in the Asset Management Industry Seminar — Dechert LLP, New York, NY (May 8, 2018)
- Liquidity Risk Management and Data Reporting: Director Responsibilities Under the New SEC Rules — IDC Session at the Investment Company Institute's General Membership Meeting, Washington, D.C. (May 3-5, 2017)
- An AML Blueprint: Tighten Controls and Satisfy FinCEN — IA Compliance: The Full 360° View –Compliance Solutions for a Rapidly Changing Regulatory World, Washington, D.C. (April 5-7, 2017)
- Current Developments Affecting the Fund Industry — ICI Breakfast Briefing, Palm Desert, CA (March 14, 2017)
- The SEC's New Fund Reporting and Liquidity Rules: What Do They Mean for the Fund Industry? — Presented by the Investment Company Institute, Boston (November 17, 2016)
- Developments in Global Commodities and Derivatives Regulation — Dechert LLP, Philadelphia, PA (March 30, 2016)
- Achieving AML Success in Light of FinCEN’s Coming Mandate — IA Compliance: The Full 360° View Presented by IA Watch, Washington, DC (February 25, 2016)
- Sanctions Risk for Asset Managers — Dechert LLP, London, UK (June 10, 2015)
- Preparing for the Future of Global Customer Due Diligence — ACAMS money laundering.com International AML & Financial Crime Conference, Hollywood, FL (March 18, 2015)
- The Regulatory Outlook for Funds and Advisers: Domestic and Foreign Priorities — ICI Mutual Funds and Investment Management Conference, Palm Desert, CA (March 15, 2015)
- SIFMA's Anti-Money Laundering and Financial Crimes Conference — New York, NY (February 25, 2015)
- Discussion on the Latest Round of US and EU Sanctions Regarding Russia Announced on September 12 — Dechert LLP, Conference Call (September 16, 2014)
- Discussion on the Latest Developments with Respect to US and EU Sanctions Regarding Russia — Dechert LLP, Conference Call (July 31, 2014)
- Exploring the Latest Regulatory and Litigation Trends affecting Variable Products and Underlying Funds — Insured Retirement Institute's 2014 Government, Legal & Regulatory Conference, Washington, D.C. (June 29, 2014)
- The Situation in Russia - Considerations for Fund Directors — Dechert LLP, Webinar (May 2, 2014)
- Understanding the Impact of the US/EU and Russian Sanctions on Your Business — Dechert LLP, Conference Call (March 25, 2014)
- Off the Beaten Path: How to Avoid Missteps When Investing in Emerging and Frontier Markets — ICI Mutual Funds and Investment Management Conference, Orlando, FL (March 17, 2014)
- Anti-Money Laundering Risk Management and Monitoring — Dechert LLP, Webinar (May 21, 2013)
- Legal Forum: Compliance with Anti-Corruption Laws and Economic Sanctions — Investment Company Institute General Membership Meeting, Washington, D.C. (May 1, 2013)
- OFAC Compliance: A Deeper Dive from the Regulator’s Perspective — Presented by the Investment Company Institute and ICI Global, Webinar (September 27, 2012)
- How U.S. and EU Sanctions Impact Funds and Asset Managers — Presented by the Investment Company Institute and ICI Global, Webinar (August 7, 2012)
- Anti-Money Laundering Risk Management and Monitoring — Dechert LLP, Webinar (June 19, 2012)
- Managing Anti-Money Laundering Risk: Best Practices and Effective Tools — National Regulatory Services 26th Annual Fall Investment Adviser and Broker-Dealer Compliance Conference, Las Vegas, NV (October 26, 2011)
- Anti-Money Laundering Developments and Trends — 2011 Anti-Money Laundering Discussion Forum Conference Presented by Invesco, Houston, Texas (October 20, 2011)
- Whistleblower Issues for Asset Managers — Dechert LLP, Webinar (July 27, 2011)
- Hot Topics: Anti-Corruption and Business Ethics — Investment Company Institute and Federal Bar Association 2011 Mutual Funds and Investment Management Conference, Palm Desert, CA (March 27, 2011)
- Pay-to-Play: Advisers Act Rule 206(4)-5 — Dechert LLP, Webinar (November 9, 2010)
- AML Programs Reloaded: Why Dodd-Frank May Change the Landscape for RIAs — Dechert LLP, Webinar (September 14, 2010)
- Anti-Money Laundering Compliance in a Global Environment — Dechert LLP, Webinar (January 12, 2010)
- Anti-Money Laundering: The Specific Duties of Transfer Agents — The STA Annual Conference, Naples, FL (October 23, 2007)
- "Knowing Your Customer - Your Questions Answered” and “Suspicious Activity Reporting" — 2005 Anti-Money Laundering Workshop, Boston, MA (February 24, 2005)
- Anti-Money Laundering Issues in the United States — Caribbean American Leadership Dialogue, Washington, DC (November 15, 2002)
- Anti-Money Laundering Regulatory Developments in the Investment Management Industry — Investment Companies Committee of the Philadelphia Bar Association, Philadelphia, PA (November 13, 2002)
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thomas.bogle@dechert.com
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+1 202 261 3360
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+1 202 261 3333
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Office
Washington, D.C.
1900 K Street, NW, Washington, DC, United States of America 20006-1110-
+1 202 261 3360
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+1 202 261 3333
Education
- The George Washington University, B.A., cum laude
- Tulane University Law School, J.D., magna cum laude, senior board of the Tulane Law Review, Order of the Coif
Admission
- New York
- District of Columbia