Monica R. Patel
Associate | San Francisco
Monica R. Patel

Monica Patel regularly advises U.S. registered investment companies (including mutual funds and closed-end funds) and their investment advisers on regulatory and compliance issues. She has experience with registered fund filing obligations, including the organization and registration of new funds. She has particular expertise in issues related to the launch and operation of alternative strategy investment funds such as interval funds and tender offer funds. Ms. Patel also frequently prepares materials for fund board meetings and advises boards of directors/trustees of U.S.-registered investment companies on fiduciary oversight matters.

  • The SEC's Swing Pricing and Liquidity Proposal: What You Should Know — Mutual Fund Directors Forum, Webinar (February 1, 2023)
  • FSB, IOSCO Liquidity and Anti-Dilution Proposals Contract with SEC's Heavy Head — The Investment Lawyer (December 2023) 
    • Cornell University, B.A., Economics, 2016
    • Georgetown University Law Center, J.D., 2019
    • District of Columbia
    • California