Thomas C. Bogle advises financial services companies on a wide range of corporate, regulatory and enforcement matters. His clients include U.S. registered funds and their boards of directors, investment management firms, banks, broker-dealers and insurance companies. Mr. Bogle has particular experience advising registered funds, independent directors and investment advisers on the full range of issues under the federal securities laws, including the Investment Company Act of 1940, the Investment Advisers Act of 1940 and the provisions of the Dodd-Frank Act applicable to asset managers.

Mr. Bogle is actively engaged in the firm’s anti-money laundering and sanctions compliance practice. He regularly counsels U.S. and non-U.S. corporations, financial institutions and financial industry trade associations on matters relating to the Bank Secrecy Act and U.S. economic and trade sanctions administered by OFAC.

Mr. Bogle has been recognized in The Legal 500 (US) in the area of mutual/registered funds, the most recent edition stating that he is “intelligent, astute and very responsive.” Since 2014, he has been listed annually in The Best Lawyers in America for mutual funds law. He has also been named as a “Rising Star” for Investment Funds by Euromoney/Legal Media Group in its Expert Guides series and as one of Fund Action’s Rising Stars of 2014.

Mr. Bogle serves as a member of the firm’s Washington office pro bono committee and as a leader of its non-profit and small business pro bono practice group. He is a member of the board of directors of Friends of New Orleans, Inc., and serves on the board of advisory editors of the Tulane Law Review.

Prior to attending law school, Mr. Bogle worked on Capitol Hill and for federal political campaign committees.