Newsflash: OCIE Exams and Exempt Reporting Advisers

November 23, 2015

Marc Wyatt, Director of the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE), on November 20, 2015 discussed how “Exempt Reporting Advisers” are treated in OCIE’s exam program. Mr. Wyatt made these remarks to the ABA Hedge Fund Sub-Committee during the ABA’s Business Law Section Fall Meeting in Washington, D.C.

Read "OCIE Exams and Exempt Reporting Advisers."