SEC Staff Issues FAQs on the Investment Company Reporting Modernization Rules and Forms

August 01, 2017

The staff of the U.S. Securities and Exchange Commission’s (SEC) Division of Investment Management (Staff) on July 18, 2017, released answers to frequently asked questions (FAQs) about the rules and forms relating to Investment Company Reporting Modernization. The Staff’s answers are intended to help resolve certain questions that have been raised since the SEC adopted the new reporting regime, parts of which went into effect on August 1, 2017. This Dechert OnPoint provides a short background on Investment Company Reporting Modernization and discusses the most notable questions and answers provided by the Staff in the FAQs.

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