Asset Management Regulatory Roundup - September 2017, Issue 5

September 06, 2017

A compact summary of the most recent regulatory developments relevant to the UK asset management industry. This issue includes details on the European Commission’s consultation on post-trade barriers, the responses received by ESMA to its consultation on CRA endorsement guidelines, updated Q&As on the KID requirements for PRIIPs as well as a case on liability for an appointed representative's actions.

Read "Asset Management Regulatory Roundup - September 2017 - Issue 5"