• Fordham University, B.A., 1985, magna cum laude
    • Fordham University School of Law, J.D., 1988, Dean's List, Member of the Fordham International Law Journal
    • New York
    • Connecticut
    • District of Columbia
    • United States Court of Appeals for the District of Columbia Circuit
    • United States District Court for the Eastern District of New York
    • United States District Court for the Southern District of New York
    • United States District Court for the Western District of New York
    • United States District Court for the District of Maryland
    • Compliance and Enforcement Considerations for Private Fund Advisers – 2021 Permanent & Private Capital Summit, Virtual Conference (June 2-3, 2021)
    • Mutual Fund Litigation and Enforcement Update — Mutual Fund Directors Forum, Washington, D.C. (November 17, 2020)
    • 2020 Fund Governance & Regulatory Insights — Mutual Fund Directors Forum, Washington, D.C. (March 5, 2020)
    • Excessive Fee Litigation and Enforcement: Recent Decisions and Trends — Mutual Fund Directors Forum, Webinar (May 7, 2019)
    • A Conversation with Dechert and Leading Credit Manager GCs and CCOs: A View from Washington — 5th Annual Permanent & Private Capital Summit, New York, NY (April 4, 2019)
    • Hedge Funds Nuts & Bolts: SEC Update from Washington — Dechert LLP, Webinar (February 14, 2018)
    • Examinations, Enforcement and Litigation: Developments and Trends to Watch in 2018 — Investment Management Symposium, San Francisco (November 28, 2017)
    • Lessons from the Front Lines of Federal Regulation — American Council of Life Insurers Annual Conference, Orlando, FL (October 8-10, 2017)
    • SEC Enforcement Overview — 2017 ALPS Client Forum, Copper Mountain, CO (March 1, 2017)
    • Examinations and Enforcement: Developments and Trends to Watch in 2017 — 2016 San Francisco Investment Management Symposium, San Francisco (November 9, 2016)
    • Lessons from the Front Lines of SEC Enforcement and Trends to Watch in 2016 — 2015 San Francisco Investment Management Symposium, San Francisco (December 9, 2015)
    • Litigation and Regulatory Update — IDC's Fund Directors Conference 2015, Chicago, IL (October 26, 2015)
    • Advising Boards of Directors During Turbulent Times — The American Bar Association's Tenth Annual National Institute on Securities Fraud, New Orleans, LA (October 1, 2015)
    • So Your Fund is on the SEC's Radar - What Now? — 2015 Policy Conference presetned by the Mutual Fund Directors Forum, Washington, D.C. (April 9, 2015)
    • Directors College — Dechert LLP, New York, NY (March 4, 2015)
    • Setting the Fund Menu in Today's Regulatory Climate — ACLI Annual Conference 2014, Washington, D.C. (October 20, 2014)
    • For Financial Institutions: Securities Enforcement 2014 — Dechert LLP, Audio Webcast (June 19, 2014)
    • Private Fund Professionals in the Cross-Hairs: The Current Contours of Personal Liability for Legal Counsel, Compliance Officers, and Portfolio Managers™ — Presented by Regulatory Compliance Association (RCA), Webcast (May 15, 2014)
    • Enforcement Trends Around the Globe —  Dechert’s Global Alternative Funds Symposium, New York, NY (October 24, 2013)
    • Hot Issues in Federal Regulation and Litigation — American Council of Life Insurers Annual Conference, New Orleans, LA (October 27, 2013) & Orlando, FL (July 7, 2013)
    • Surviving the Era of Regulation by Enforcement and 20/20 Hindsight Litigation — Investment Company Institute Mutual Funds and Investment Management Conference, Palm Desert, CA (March 29, 2011)
    • What Do You Mean I Can't Spy on the Board?: Strategies for Conducting Effective (and Legal) Internal Investigations — 2008 Annual ABA Meeting, New York, NY (August 9, 2008)
    • Compliance & Operational Best Practices for Hard-to-Value Securities & Portfolios — Financial Research Associates, LLC, New York, NY (March 17, 2008)
    • Managing a Foreign Corrupt Practices Act Investigation — New York Association of Corporate Counsel, New York, NY (October 17, 2006)
    • Managing SEC or NASD Investigations — NRS 20th Annual Spring Compliance Conference, Scottsdale, AZ (April 19, 2005)
    • Take the Target Off Your Back: Lessons from Mutual Fund Litigation and Enforcement — New York, NY (November 17, 2004)
    • The SEC v. the Bankruptcy Code — 6th Annual West Distressed Debt Investing Forum, Las Vegas, NV (November 8, 2004)
    • Recent Issues in Financial Services — Investment Company Institute's Mutual Funds Conference, Palm Desert, CA (April 1, 2003)