Brooke A. Clark

Brooke A. Clark focuses her practice on mutual funds, investment advisers, banking and financial institutions, and broker-dealer matters. She advises U.S.-registered investment companies and their advisers on regulatory and compliance issues. She has experience with registered fund filing obligations, including the organization and registration of new funds. She also frequently prepares materials for fund board meetings and advises boards of directors/trustees of U.S.-registered investment companies on fiduciary oversight matters. Ms. Clark also advises U.S. and foreign broker-dealers on federal and state securities law issues.