Cephas Chen is an associate in the financial services and investment management group. Mr. Chen focuses his practice on advising U.S. registered investment companies, including mutual funds, closed-end funds, exchange-traded funds (ETFs), and business development companies (BDCs), as well as their investment advisers on a wide variety of regulatory and compliance matters.
Mr. Chen has also assisted clients with developing and launching new ETFs and BDCs as well as regulatory and compliance matters relating to existing funds and requests for exemptive relief from the U.S. Securities and Exchange Commission.
Mr. Chen also works with private fund clients with a focus on asset managers and institutional investors.
New YorkThree Bryant Park, 1095 Avenue of the Americas, New York, NY, United States of America 10036-6797
- +1 646 731 6142
+1 212 698 3599
- University of California, Irvine, B.A., 2013, cum laude, Phi Beta Kappa
- Cornell Law School, J.D., 2020
- New York