• Audax Credit BDC, Inc., a business development company, on its organization and initial private placement of common stock.
    • Eagle Point Capital Company Inc., a closed-end fund, on its organization and initial public offering of common stock and multiple follow-on offerings of debt securities and preferred and common stock.
    • Golub Capital BDC, Inc., a business development company and an affiliate of Golub Capital, on its organization and US$110 million initial public offering of common stock and listing on the Nasdaq Global Stock Market, several subsequent follow-on offerings of common stock, applications for exemptive relief, joint ventures and other initiatives.
    • PennantPark Investment Corporation and PennantPark Floating Rate Capital Ltd., each business development companies, on their respective initial public offerings of common stock and listings on the Nasdaq Global Market, numerous follow-on offerings of common stock, financings, exemptive relief applications, portfolio investments and an offering of senior notes.
    • WhiteHorse Finance, Inc., a business development company and an affiliate of private equity firm H.I.G. Bayside, on its formation, incurrences of credit financing and US$100 million initial public offering of common stock, exemptive relief applications and offering of senior notes.
    • Underwriters, led by Robert W. Baird & Co. Incorporated, William Blair & Company L.L.C. and Janney Montgomery Scott LLC, on the formation and initial public offering as well as multiple follow-on offerings of common stock by Monroe Capital Corporation, a business development company.
    • Janney Montgomery Scott, as book-running underwriter, on a US$35 million offering of preferred stock by Gladstone Capital Corporation, which represented the first preferred stock offering by a business development company.
    • Whole Foods Market, Inc., a leading natural and organic foods supermarket, in a US$425 million private placement of convertible preferred stock by an affiliate of private equity firm Leonard Green & Partners, L.P.
    • Garrison Capital Inc., a business development company, on its organization and US$80 million initial public offering of common stock.
    • Union Square Hospitality Group LLC (USHG) in connection with Leonard Green & Partners’ equity investment in USHG as well as a US$20 million private placement by SSE Holdings LLC (“Shake Shack”).
    • OCI Resources LP on its master limited partnership initial public offering and listing on the New York Stock Exchange.
    • University of Virginia School of Law, J.D., 1991
    • University of Virginia Darden School of Business, M.B.A., 1991
    • Harvard College, A.B., 1985, magna cum laude
    • New York
    • District of Columbia
    • Massachusetts
    • Pulse of the Market: An Overview of Today’s Permanent & Private Capital Industry, 2021 Permanent & Private Capital Summit — Virtual Conference (June 2-3, 2021) 
    • SPACs – What Fund Managers Need to Know — Dechert LLP, Webinar (March 30, 2021)
    • Permanent and Private Capital in the Time of COVID-19: Where We've Been and Where We're Going, Dechert LLP — Virtual Conference (August 20, 2020)
    • Private Credit Forum: BDC and Private Credit Mid-Year Update, Presented by Deloitte, Lincoln International and Dechert LLP — San Francisco, CA (May 9, 2019)
    • Consolidation: Does it Work and Will it Continue?, 5th Annual Permanent & Private Capital Summit — New York, NY (April 4, 2019)
    • Private Credit, BDCs & Everything in Between: Private BDCs, Dechert LLP — Webinar (January 16, 2019)
    • Raising Credit and Distressed Debt Funds, Dechert Distressed Investing Forum — New York, NY (October 18, 2018)
    • Threats to Existing BDC Managers and Other Drivers of Opportunity in the U.S. Market, PDI's New York Forum — New York, NY (September 25-26, 2018)
    • Investment Fund Valuation: Issues, Trends, and Best Practices, Stout — New York, NY (September 18, 2018)
    • The Alternative Structures and Terms of Permanent Capital Investment Products, 19th Annual International Conference on Private Investment Funds — London, UK (March 12, 2018)
    • 2nd Annual LPGP Private Debt Chicago — Chicago, IL (September 19, 2017)
    • 3rd Annual LPGP Connect Private Debt New York  New York, NY (May 16, 2017)
    • Evolution of Private Lending and Evaluate Fund Offerings in Europe and Beyond, PEI's Capital Structure Forum 2016 — London, UK (October 18-19, 2016)
    • Private Debt Market Outlook, LPGP Connect Private Debt — Chicago, IL (September 20, 2016)
    • Trends in Business Development Companies, RSM US LLP, NASDAQ and the Small Business Investor Alliance — New York, NY (June 20, 2016)
    • 2015 Wells Fargo Securities Middle Market Leadership Forum — New York, NY (November 17, 2015)
    • Trends in Business Development Companies, McGladrey, NASDAQ and the Small Business Investor Alliance (SBIA) — New York, NY (June 9, 2015)
    • Trends in Business Development Companies, McGladrey, NASDAQ and the Small Business Investor Alliance (SBIA) — New York, NY (June 10, 2014)
    • Trends in Business Development Companies (BDCs), McGladrey and NASDAQ — New York, NY (June 11, 2013)
    • Listed vs. Non-Listed BDCs: Hot Topics and Trends in Business Development Companies, NASDAQ, McGladrey and the Small Business Investment Alliance — New York, NY (January 25, 2012)
    • From Wall Street to Washington: What is Happening?!, The Corporate Law Association — Washington, D.C. (October 22, 2008)
    • Financial Vehicles: What's Hot, What's Not, Convergence M&A Summit — Southampton, NY (June 16, 2008)
    • Special Purpose Acquisition Companies, “SPACs” - Everything You and Your Clients Need to Know About SPACs, The District of Columbia Bar's Off-the-Record Luncheon Program — Washington, D.C. (February 28, 2008)
    • Beyond the Headlines: Determining the Costs and Benefits of Registering Your Fund in Today's Regulatory Climate, and the Effect of IPOs on Every Firm in the Market, IRR's Private Equity Fund Formation & Management Conference — Boston, MA (November 30, 2007)
    • How Much is Enough? U.S. Securities Regulation in the Face of Global Capital Markets, The American Branch of the International Law Association's International Law Weekend 2006 — New York, NY (October 27, 2006)