Lindsay R. Grossman
Partner | Boston
Lindsay R. Grossman

Lindsay Grossman is a partner in the financial services practice. Ms. Grossman focuses her practice on advising investment managers, private fund sponsors, and other financial institutions with respect to a wide range of regulatory and compliance matters. She regularly counsels clients on U.S. and cross-border registration issues, regulatory examinations, investment advisory agreements, the development and implementation of compliance programs, and a variety of other regulatory and commercial matters.

Ms. Grossman also has significant experience advising institutional investment managers, private fund sponsors, and broker-dealers on investment performance advertising and other marketing and advertising practices, including compliance with the Global Investment Performance Standards (GIPS®).

  • Blind Spot Briefing — Key Developments You Might Have Missed – ICI Compliance, Risk, and Legal Conference, Nashville, Tenn. (September 16, 2026)
  • Investment Adviser Core Compliance Program Symposium - Investment Adviser Marketing Rule, Virtual (June 11, 2026)
  • SEC Marketing Rule: Latest Developments and Practical Solutions – CFA Institute, Webinar (February 24, 2026)
  • Investment Adviser Core Compliance Program Symposium - Two Trading Compliance Challenges: Valuation and Trade Errors, Virtual (February 12, 2026)
  • SEC Marketing Rule: Common Pitfalls and Best Practices – CFA Institute, Webinar (October 8, 2025)
  • Investment Adviser Core Compliance Program Symposium - Performance Advertising: Hypothetical Performance and GIPS, Chicago (May 15, 2025)
  • SEC Marketing Rule Developments and Best Practices – CFA Institute, Webinar (March 27, 2025)
  • Investment Adviser Core Compliance Program Symposium - Advisers Act Anti-Fraud Rules: Custody, Political Contributions, Marketing Rule (Referrals), and Proxy Voting Requirements, Virtual (December 5, 2023)
Services
    • Boston College, B.A., 2014
    • Boston College Law School, J.D., 2017, cum laude; Editor-in-Chief, International and Comparative Law Review
    • Massachusetts