- +1 617 728 7183
- lindsay.grossman@dechert.com
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Boston OfficeOne International Place, 40th Floor, 100 Oliver Street, Boston, MA, United States of America 02110-2605
Lindsay Grossman is a partner in the financial services practice. Ms. Grossman focuses her practice on advising investment managers, private fund sponsors, and other financial institutions with respect to a wide range of regulatory and compliance matters. She regularly counsels clients on U.S. and cross-border registration issues, regulatory examinations, investment advisory agreements, the development and implementation of compliance programs, and a variety of other regulatory and commercial matters.
Ms. Grossman also has significant experience advising institutional investment managers, private fund sponsors, and broker-dealers on investment performance advertising and other marketing and advertising practices, including compliance with the Global Investment Performance Standards (GIPS®).
- Blind Spot Briefing — Key Developments You Might Have Missed – ICI Compliance, Risk, and Legal Conference, Nashville, Tenn. (September 16, 2026)
- Investment Adviser Core Compliance Program Symposium - Investment Adviser Marketing Rule, Virtual (June 11, 2026)
- SEC Marketing Rule: Latest Developments and Practical Solutions – CFA Institute, Webinar (February 24, 2026)
- Investment Adviser Core Compliance Program Symposium - Two Trading Compliance Challenges: Valuation and Trade Errors, Virtual (February 12, 2026)
- SEC Marketing Rule: Common Pitfalls and Best Practices – CFA Institute, Webinar (October 8, 2025)
- Investment Adviser Core Compliance Program Symposium - Performance Advertising: Hypothetical Performance and GIPS, Chicago (May 15, 2025)
- SEC Marketing Rule Developments and Best Practices – CFA Institute, Webinar (March 27, 2025)
- Investment Adviser Core Compliance Program Symposium - Advisers Act Anti-Fraud Rules: Custody, Political Contributions, Marketing Rule (Referrals), and Proxy Voting Requirements, Virtual (December 5, 2023)
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- Boston College, B.A., 2014
- Boston College Law School, J.D., 2017, cum laude; Editor-in-Chief, International and Comparative Law Review
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- Massachusetts