Shayna Gilmore focuses her practice on mutual funds, investment advisers, banking and financial institutions, and broker-dealer matters. She advises U.S.-registered investment companies, their advisers, and other financial intermediaries on regulatory and compliance issues. She has experience with registered fund filing obligations, including the organization and registration of new funds. Ms. Gilmore also advises U.S. and foreign broker dealers on federal securities law issues, including ongoing compliance obligations related to registration, trade execution and reporting, and supervisory requirements.… Continue Reading