• Representing numerous hedge funds, financial institutions and individuals in U.S. Attorney’s Office and SEC insider trading investigations
    • Melvin Capital in Congressional hearings and an SEC investigation resulting from the GameStop meme stock rally
    • Icahn Enterprises in DOJ and SEC investigations and civil litigation arising out of a short seller report
    • Energy Harbor Corp. in a DOJ investigation and a state Attorney General and various civil litigations arising out of a public corruption inquiry in Ohio
    • Huawei Technologies and several of its subsidiaries in a number of US criminal matters, including RICO indictment, criminal prosecution, export control work, and other civil matters raising criminal law considerations
    • BLOM Bank S.A.L in litigation arising under the Anti-Terrorism Act
    • A bank executive in government investigations and litigation arising from the closure of Signature Bank
    • A Covid-19 testing company in a DOJ False Claims Act investigation
    • Various executives in SEC investigations and civil litigation related to electric vehicle (EV) manufacturers
    • A portfolio manager at Allianz in a DOJ and SEC investigation
    • Various individuals in the DOJ, SEC, Federal Reserve Bank and Hong Kong SFC investigations into bonds issued by 1MDB, a Malaysian sovereign wealth fund
    • Fortune 500 companies and various corporate executives in DOJ and SEC Foreign Corrupt Practices Act (FCPA) investigations
    • An internal investigation by a publicly traded pharmaceutical company into potential revenue recognition/accounting fraud issues
    • Jon Corzine in the CFTC enforcement action and multiple complex civil cases brought following the bankruptcy of MF Global
    • The Dow Chemical Company in a jury trial of civil antitrust claims in federal court
    • The Takata Corporation in an internal investigation and DOJ investigation of faulty air bags
    • Executives at a publicly traded REIT in a civil securities class action lawsuit
    • Numerous traders at Citibank in a CFTC investigation of treasury bond trading practices
    • A credit union in an investigation by the New York State Department of Financial Services
    • Various hedge funds and mutual funds in connection with best compliance practices, including the prevention of insider trading
    • The CEO of a foreign currency options brokerage firm in a CFTC enforcement action and New York Attorney General and UK Financial Conduct Authority investigation
    • An executive at a major auto manufacturer in DOJ and EPA investigations concerning diesel emissions standards and related civil litigations
    • An executive in connection with the DOJ investigation of corruption in international soccer
    • Corporate executives at Japanese auto parts manufacturers in DOJ antitrust price fixing investigations
    • A Fortune 500 company in an internal investigation of payments to government entities
    • Various individuals in DOJ and UK Financial Conduct Authority FOREX and LIBOR probes
    • A hedge fund in a civil contract dispute in federal district court and Delaware Chancery Court
    • A lawyer at General Motors in the DOJ investigation of faulty ignition switches
    • A lawyer at Blackrock in an SEC investigation of alleged conflict of interest violations
    • Selective Disclosure and Insider Trading Considerations for U.S. Fund Managers in the Current Environment — COVID-19 Coronavirus Business Impact Webinar (May 1, 2020)
    • Alternative Data: Access & Alpha – Presented by Eagle Alpha, New York, NY (May 15, 2019)
    • Hedge Funds Nuts & Bolts: Insider Trading – Presented by Dechert, Webinar (December 13, 2018)
    • SBAI Institutional Investor Roundtable — Montreal (November 27, 2018)
    • NACD's Advanced Director Professionalism Foundation Course — Austin, TX (June 11, 2018)
    • MFA West 2018 — Presented by the Managed Funds Association, Santa Barbara, CA (May 7-8, 2018)
    • Global Alternative Funds Symposium – Presented by Dechert, New York, NY (May 2, 2018)
    • Annual Antitrust Spring Seminar – Presented by Dechert, Philadelphia, PA (April 10, 2018)
    • SBAI Big Data Roundtable — New York, NY (March 6, 2018)
    • Discovery Day Miami - 2018 — Miami, FL (January 31, 2018)
    • When Will We See the First Legal Case Involving Alternate Data? — Artificial Intelligence & Data Science Conference, New York, NY (December 6, 2017)
    • Northwestern Conference on Contemporary Issues in Complex Litigation — Evanston, IL (November 29, 2017)
    • Big Data in Capital Markets Investing – Presented by Dechert, Webinar (November 14, 2017)
    • Compliance Disruptors: Seismic Shifts of the Regulatory Landscape —Napa, CA (October 10, 2017)
    • Whistleblowers Panel — KKR's 2017 General Counsel & Regulatory Affairs Conference, (May 23, 2017)
    • Emerging Trends in the Regulation of Trading —MFA's Legal & Compliance 2017 Conference, New York, NY (May 9, 2017)
    • Anatomy of an Insider Trading Investigation — SIFMA Compliance & Legal Society Annual Seminar, San Diego, CA (March 21, 2017)
    • What Every Lawyer Needs to Know About Insider Trading – Presented by Dechert, New York, NY (February 21, 2017)
    • The Defense Perspective: Strategies and Practical Considerations from the Source — 48th Annual Institute on Securities Regulation, New York, NY (November 2, 2016)
    • Defending Companies and Individuals in Domestic and Cross-Border Regulatory Investigations — 4th Annual Securities Litigation and Enforcement Institute, New York, NY (October 16, 2015)
    • Annual Antitrust Spring Seminar – Presented by Dechert, New York, NY (May 5, 2015)
    • The Criminalization of Product Liability Law: How the Investigation of Product Recalls by Criminal Prosecutors Impacts Inside and Outside Counsel — 2015 Corporate Counsel College, Chicago, IL (April 17, 2015)
    • The ‘Wrong' Knowledge Shared — The AlphaSights Knowledge Summit 2014, New York, NY (November 19, 2014)
    • Insider Trading: The Landscape Today — Law and Finance Summit presented by the Finance & Banking Network and the Colgate Lawyers Association, New York, NY (October 18, 2014)
    • Recent Enforcement Trends in the US, Asia and Europe and How They Affect Brazil and South America — Global Enforcement and Regulatory Developments and Their Affect on Brazil, São Paulo (May 8, 2014)
    • General Counsel Breakfast Session – Presented by Dechert, New York, NY (April 23, 2014)
    • Addressing the New Paradigm of Enforcement Priorities & Initiatives™ — Regulation, Operations & Compliance (ROC) Cayman 2014™, Cayman Islands (March 13, 2014)
    • Anatomy of Investigatory & Prosecution Process and Practice – Presented by Dechert, Webinar (January 29, 2014)
    • Enforcement Trends Around the Globe – Presented by Dechert, New York, NY (October 24, 2013)
    • Fund Governance Summit: Regulatory Enforcement, Dispute Resolution and Asset Recovery — Institute for International Research, New York, NY (October 2, 2013)
    • Chairman Mary Jo White - An Era of Bold and Unrelenting Enforcement – Regulatory Compliance Association U.S. Practice Edge Series Session, Telecast (July 18, 2013)
    • Managing Antitrust Risk and Staying Compliant in an Evolving Antitrust Landscape — Presented by ACC GNY with sponsorship by Dechert LLP, New York, NY (June 12, 2013)
    • The Galleon Case: An Insider's View — Discussion and Drinks, London (May 20, 2013)
    • Financial Fraud: How New Investigative Techniques Are Shaping Insider Trading, Securities Fraud, Money Laundering, Tax Evasion and Books & Records Investigations — American Conference Institute Advanced Summit on White Collar Litigation, New York, NY (January 22, 2013)
    • Insider Trading and Enforcement – The Continental Divide™ — Regulatory Compliance Association's Compliance Risk & Enforcement 2012™, New York, NY (December 18, 2012)
    • Investigating Wall Street — Bloomberg Hedge Funds Summit, New York, NY (December 5, 2012)
    • A View from the Front Lines — The Past, Present and Future of Insider Trading: A 50th Anniversary Re-examination of Cady, Roberts and the Revolution It Began, New York, NY (November 16, 2012)
    • Topics in Federal Criminal Prosecution — Yale Law School, New Haven, CT (March 7, 2012)
    • Securities Litigation after Dodd-Frank: What Happened in 2011 and What Lies Ahead? — New York University Stern School of Business/NERA Economic Consulting Roundtable, New York, NY (March 6, 2012)
    • Plenary Panel on Recent Trials — American Bar Association National Institute on White Collar Crime, Miami Beach, FL (March 1, 2012)
    • After Raj – How Will the Insider Trading Convictions of 2011 Impact the Industry and the Ways in Which it Does Business in the Future? — GAIM USA Hedge Fund Industry Conference, Boca Raton, FL (January 24, 2012)
    • Q&A Following Premiere of “Unraveled,” a Documentary about Marc Dreier — New York Documentary Film Festival, New York, NY (November 1, 2011)
    • Insider Trading: Where Have We Been and Where Are We Headed? — Colgate University, Hamilton, NY (October 1, 2011)
    • United States Court of Appeals for the Ninth Circuit, Honorable Melvin T. Brunetti