Adam T. Teufel


Adam T. Teufel


Washington, D.C. | 1900 K Street, NW, Washington, DC, United States of America 20006-1110
+1 202 261 3464 | +1 202 261 3333


Adam T. Teufel regularly advises registered investment companies (including mutual funds, exchange-traded funds and closed-end funds), their investment advisers, distributors and their boards of directors on a wide range of regulatory and corporate matters, such as the development and launch of new funds, regulatory compliance, fund governance, fund distribution and advertising, and fund/adviser reorganizations and acquisitions. He routinely represents funds and their advisers before the SEC and other regulators, and has expertise on issues arising under the Investment Company Act of 1940 and other federal securities laws pertaining to the asset management industry. 

Mr. Teufel has significant expertise with respect to exchange-traded funds (ETFs), other exchange-traded products and their advisers, including obtaining SEC exemptive relief, the organization and launch of new ETF complexes and novel ETFs, and advising on a wide range of operational and compliance issues unique to ETFs.  

Mr. Teufel has been recognized by The Legal 500 (US) in the area of investment fund formation and management: mutual/registered funds.

  • Emory University, B.B.A., 2001
  • The Catholic University of America, Columbus School of Law, J.D., 2006, cum laude, Securities Law Program concentration certificate, Summer Honors Program intern with the Securities and Exchange Commission, Note & Comment Editor of the Journal of Contemporary Health Law & Policy
  • District of Columbia
Speaking Engagements
  • Implications of ETF Research Collaboration — Synapse 2018 presented by Nasdaq and the Villanova School of Business, Philadelphia, PA (November 9, 2018)
  • SEC Proposes Rule to Allow Most ETFs to Operate without Exemptive Relief — Dechert LLP, Webinar (July 25, 2018)
  • ETFs: The Onward March Continues — 2017 San Francisco Investment Management Symposium, San Francisco, CA (November 28, 2017)
  • Current Developments Affecting the Fund Industry — Orlando, FL (March, 2016)