Hedge Funds Nuts & Bolts: Dealing with the SEC

November 02, 2016

Hedge fund managers continue to face increasing regulatory demands, and understanding the U.S. Securities and Exchange Commission’s priorities and concerns is essential to effectively manage compliance risks. Navigating both the black-letter rules and their evolving interpretations requires a thorough understanding of the SEC’s perceptions of the hedge fund industry and their priorities.

In this month’s webinar, attorneys from Dechert’s Financial Services and Investment Management Group specifically addressed SEC exam priorities and the practical implications of recent enforcement cases, as well as other recent regulatory developments and the impact of the 2016 presidential election.

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