Updating Your Compliance Calendar for 2019: U.S. Regulatory Priorities for 2019
January 23, 2019
Dechert LLP London
Register Here
The U.S. federal securities laws impose a variety of reporting and compliance obligations that apply in certain circumstances to UK investment managers and the funds they manage. To assist UK investment managers in planning for 2019, Karen Anderberg and Linda Muzere will discuss recent SEC inspection and enforcement priorities and the potential upcoming developments for 2019 which will be most likely to affect UK investment managers. They will also briefly review certain periodic reporting and compliance obligations that most typically apply to UK investment managers.
Timings
12:00 p.m. – 12:30 p.m.
Registration
12:30 p.m. – 1:30 p.m.
Presentation and Q&A
For queries relating to this event, please contact Abby Cook.
Related Professionals
