Private Funds Nuts & Bolts: The SEC's Proposed Advertising and Solicitation Rules

January 08, 2020

This webinar discussed the below:

For decades, the SEC rules governing advertising and “cash solicitation” of clients by investment advisers have remained largely untouched.  In November, the SEC proposed new advertising rules and updated solicitation rules that would modernize that guidance and would provide answers to certain (but not all) questions over which the private funds industry has long puzzled over.

In this webinar partners Russel Perkins and Mike Sherman will discuss the new rules and the resulting changes, as well as the potential impacts on private funds and their advisers, in advance of the due date for comments to the SEC on February 10. 

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