SEC Enforcement Division Priorities Pertaining to Retail Investors and Cybersecurity

November 09, 2017

In a keynote speech to the Securities Enforcement Forum on October 26, 2017, SEC Division of Enforcement (Division) Co-Director Stephanie Avakian emphasized the protection of retail investors and cybersecurity as Division priorities, as evidenced by the Division’s newly created Retail Strategy Task Force (Task Force) and specialized unit dedicated to cybersecurity (Cyber Unit).

Read "SEC Enforcement Division Priorities Pertaining to Retail Investors and Cybersecurity."