Interpretive and Other Challenges to Liquidity Classification under the SEC’s New Liquidity Risk Management Rule

July 05, 2017

Many fund complexes have begun to plan for the numerous liquidity management compliance and reporting requirements they will face under new Rule 22e-4 under the Investment Company Act of 1940 (1940 Act). Although well in advance of the late 2018 and mid-2019 compliance deadlines, an early start on these preparations is advisable in light of the many interpretive and other challenges under the new rule.

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