Ivan Chik

• An international bank on its appeal against the Securities and Futures Commission’s decision on IPO sponsor’s obligations before the Securities and Futures Appeals Tribunal.
• A Hong Kong-listed PRC company on a regulatory investigation in respect of IPO prospectus liabilities.
• A Hong Kong-listed French company on a regulatory investigation in respect of alleged breaches of director’s duties.
• An international bank on alleged mis-selling and execution failure claims before the High Court of Hong Kong.
• An international accounting firm on a claim before the High Court of Hong Kong against a company’s former director over a PRC property investment.
• A regional bank on a regulatory investigation in respect of anti-money laundering issues.
• An international IT company on a regulatory investigation in respect of potential corruption matters.

Includes matters handled prior to joining the firm.

• The Expansion of The Insider Dealing Regime and its Implications, Hong Kong Securities and Investment Institute’s CPT seminar – Hong Kong (1 November 2023)
• Introduction to Anti-Money Laundering and Anti-Corruption and Bribery Laws, LLM lecture at the University of Hong Kong – Hong Kong (2021)