Asset Management Regulatory Roundup - October 2017, Issue 8

October 18, 2017

A compact summary of the most recent regulatory developments relevant to the UK asset management industry. This issue includes details on US-EU equivalence of certain OTC derivative rules; the FCA asset management authorisation hub; updated Q&As on AIFMD, UCITS and MiFID II; ESMA’s review of its guidelines on ETFs and other UCITS issues; proposals on Legal Entity Identifiers and Unique Product Identifiers; final report on the MiFID II derivatives trading obligation; and changes to benchmarks.

Read 'Asset Management Regulatory Roundup - October 2017 - Issue 8'