Financial Services Quarterly Report: Third Quarter 2019

October 21, 2019

A review of recent developments in the international financial services industry, including:

  • GP-Led Secondary Transactions: Mitigating Risk of Regulatory Scrutiny of an Ever-More Complex Asset Class
  • Developments in the UK Tax Treatment of Fee Rebates and Trail Commissions: The Hargreaves Lansdown Case
  • UCITS and Performance Fees: BaFin’s View and Challenges for Non-German UCITS
  • U.S. SEC Adopts Final ETF Rule and Issues Related Exchange Act Relief
  • China Announces Removal of QFII and RQFII Investment Quota Limitations
  • Upcoming and Recent Events
  • Brexit Hub for Business
  • Cryptocurrency and Blockchain Tracker

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