Asset Management Regulatory Roundup - October 2017, Issue 7

October 04, 2017

A compact summary of the most recent regulatory developments relevant to the UK asset management industry. This issue includes details on ESMA's updated Q&As on the Benchmark Regulation and European Commission delegated regulations; proposals for extending ESA powers; indirect clearing arrangements under EMIR and MiFIR; the Criminal Finances Act; MiFID II challenges acknowledged; MiFIR post-trade reporting requirements; and amended rules for Venture Capital and Social Entrepreneurship funds.

Read 'Asset Management Regulatory Roundup - October 2017 - Issue 7'