Asset Management Regulatory Roundup - August 2017, Issue 4

August 23, 2017

A compact summary of the most recent regulatory developments relevant to the UK asset management industry. This issue includes details on MiFID II: Client classification of local authorities, FCA paper on dark trading, the FCA publication of Q&As on MiFID II commodity derivatives, the recent ESMA update to guidelines on transaction reporting, order record keeping and clock synchronisation and MiFIR: treatment of package orders.

Read "Asset Management Regulatory Roundup - August 2017, Issue 4"