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- Investment Adviser Duyt of Care: SEC Enforcement and Policy — The Investment Lawyer (February 2023)
- Compensation Clawback Crackdowns – An Emerging Enforcement Focus, FCPA Professor, November 7, 2022
- ESG Developments in the EU and U.S.: Impact on U.S. Asset Managers, Boston - Dechert OnPoint (September 22, 2022)
- ESG Developments in the EU and U.S.: Impact on U.S. Asset Managers, New York - Dechert OnPoint (September 20, 2022)
- Showdown at the Fifth Circuit Corral—Panel Rules SEC Home-Court Proceedings Violate Multiple Constitutional Provisions - Dechert OnPoint (May 25, 2022)
- Securities and Derivative Litigation: Quarterly Update - Dechert OnPoint (May 02, 2022)
- “Hashing” It Out: Federal Jury Decides Some Cryptocurrency Products are not Securities - Dechert OnPoint (November 18, 2021)
- Second Circuit Upholds Enforceability of SEC Tolling Agreements - Dechert OnPoint (October 04, 2021)
- The Many Shades of Global ESG and Sustainable Investing: Enforcement, Examination and Compliance Risks - Dechert OnPoint (May 18, 2021)
- Dechert On Demand: Hot Topics for Fund Managers - Dechert OnPoint (February 23, 2021)
- Congress Restores and Codifies Expansive SEC Disgorgement Authority - Dechert OnPoint (January 31, 2021)
- Dechert LIBOR Update Series - Dechert OnPoint (November 30, 2020)
- SEC Enforcement Division Releases 2020 Annual Report: COVID-19 Impacts Enforcement as Whistleblower Program Boosts Enforcement - Dechert OnPoint (November 20, 2020)
- AIMA Regulatory Deep Dive Programme – U.S. - Dechert OnPoint (September 17, 2020)
- The Supreme Court Affirms, But Limits, The SEC’s Disgorgement Authority - Dechert OnPoint (July 06, 2020)
- Asset Management Litigation/Enforcement Flash Report - Dechert OnPoint (May 22, 2020)
- COVID-19 Business Impact Series: Selective Disclosure and Insider Trading Considerations for U.S. Fund Managers in the Current Environment - Dechert OnPoint (May 01, 2020)
- ESG Considerations for U.S. Asset Managers Webinar - Dechert OnPoint (April 24, 2020)
- COVID-19 Coronavirus Business Impact: Compliance Issues in the Current Environment - Dechert OnPoint (April 21, 2020)
- Managing Enforcement and Litigation Risks for Asset Managers in the Current Economic Climate - Dechert OnPoint (April 01, 2020)
- COVID-19 Coronavirus Business Impact: Regulatory Impact – Focus on Global Market Abuse Risks - Dechert OnPoint (March 31, 2020)
- Environmental, Social and Governance (ESG) for Asset Managers - Dechert OnPoint (February 12, 2020)
- OCIE Releases 2020 Examination Priorities - Dechert OnPoint (January 30, 2020)
- SEC’s Enforcement Division Releases 2019 Annual Report: Asset Management Industry Enforcement Leads to Record Numbers - Dechert OnPoint (December 04, 2019)
- U.S. Regulatory Priorities Seminar Series: Recent SEC Inspection and Investigation Trends - Dechert OnPoint (June 26, 2019)
- 2019 Global Alternative Funds Symposium - Dechert OnPoint (June 04, 2019)
- California '40 Acts Group Luncheon Discussion - Dechert OnPoint (April 26, 2019)
- Investment Management Institute 2019 - Dechert OnPoint (March 21, 2019)
- Current Developments Affecting the Fund Industry - Dechert OnPoint (March 19, 2019)
- US Blockchain Enforcement and Litigation Update - Dechert OnPoint (January 31, 2019)
- Hedge Funds Nuts & Bolts: Washington Update - Dechert OnPoint (January 09, 2019)
- U.S. SEC Focus Areas in the Registered Funds Industry - Dechert OnPoint (December 28, 2018)
- SEC Enforcement Staff Takes Aim at the BDC Space in Two Recent Actions - Dechert OnPoint (December 21, 2018)
- SEC Staff Releases Statement on Digital Asset Securities Issuance and Trading and Provides Guidance on Resolving Unregistered ICOs - Dechert OnPoint (December 05, 2018)
- SEC Co-Chief of Asset Management Unit Heads to Dechert in Washington, D.C. - Dechert OnPoint (November 12, 2018)
- Investment Adviser Duyt of Care: SEC Enforcement and Policy — The Investment Lawyer (February 2023)
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- Continuing the Engagement: A Conversation with the SEC’s EXAMS and Enforcement Staff — ICI, 2023 Securities Law Developments Conference, Virtual (October 26, 2023)
- SEC and CFTC FinTech Enforcement Trends — FinTech 2022, Practising Law Institute, New York, NY (December 2, 2022)
- SEC Compliance and Enforcement – The Catholic University of America Columbus School of Law’s ESG Investing Under the Federal Securities Law Conference, Washington, D.C. (October 28, 2022)
- CCO / Enforcement Roundtable — Los Angeles Investment Management Symposium, Dechert LLP, Los Angeles, CA (October 27, 2022)
- CCO / Enforcement Roundtable — San Francisco Investment Management Symposium, Dechert LLP, San Francisco, CA (October 25, 2022)
- Regulatory Roundtable Dinner — Dechert LLP, Boston, MA (October 6, 2022)
- ESG Developments in the EU and U.S.: Impact on U.S. Asset Managers – Dechert LLP, Boston (September 22, 2022)
- ESG Developments in the EU and U.S.: Impact on U.S. Asset Managers – Dechert LLP, New York (September 20, 2022)
- Mutual Fund Litigation and Enforcement Update — Mutual Fund Directors Forum, Washington, D.C. (November 17, 2020)
- ESG Considerations for U.S. Asset Managers — Dechert LLP, Webinar (May 19, 2020)
- Selective Disclosure and Insider Trading Considerations for U.S. Fund Managers in the Current Environment — COVID-19 Coronavirus Business Impact Webinar (May 1, 2020)
- Compliance Issues in the Current Environment — Dechert LLP, COVID-19 Coronavirus Business Impact Webinar (April 21, 2020)
- 2020 Fund Governance & Regulatory Insights — Mutual Fund Directors Forum, Washington, D.C. (March 5, 2020)
- OCIE and Enforcement: Evolving with the Times — ICI 2019 Securities Law Development Conference, Washington D.C. (December 3, 2019)
- Excessive Fee Litigation and Enforcement: Recent Decisions and Trends — Mutual Fund Directors Forum, Webinar (May 7, 2019)
- A Conversation with Dechert and Leading Credit Manager GCs and CCOs: A View from Washington — 5th Annual Permanent & Private Capital Summit, New York, NY (April 4, 2019)
- Continuing the Engagement: A Conversation with the SEC’s EXAMS and Enforcement Staff — ICI, 2023 Securities Law Developments Conference, Virtual (October 26, 2023)
Office
Washington, D.C.
1900 K Street, NW, Washington, DC, United States of America 20006-1110-
+1 202 261 3495
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+1 202 261 3333
Services
Education
- The George Washington University, B.B.A., Finance, 1999, summa cum laude
- Georgetown University Law Center, J.D., 2004
Admission
- District of Columbia
- Maryland